Regulation D, Rule 506: Main Exemption Comparison Chart

An overwhelming majority of private capital raises use Reg. D, Rule 506 exemptions for their securities compliance because of the relative simplicity. Curious about where your deal fits in? Here is a handy comparison chart outing the two main exemptions under Rule 506: 506(b) and 506(c).

Disclaimer: this chart is should not be taken as legal advice, as each situation can be unique. Please consult your attorney prior to taking any steps. If you do not have an attorney, please feel free to give us a call to set up a consultation.